Investment Disclaimer
The information provided on this website is for informational purposes only and has not been audited. It does not constitute investment advice, nor does it represent a recommendation to follow any specific investment strategy or allocation. This information should not be relied upon as a substitute for independent judgment, and no investment decisions should be made solely based on this content. Additionally, nothing on this website constitutes an offer, solicitation, or recommendation to buy or sell any securities, purchase shares in any fund, or establish a separately managed account.
Past performance is not indicative of future results, and there is no guarantee that investments made in the future will be profitable or achieve results comparable to any securities or strategies discussed on this website. The views expressed reflect the opinions of CAPITAL 4U AG at a specific point in time and are subject to change without notice. Any forward-looking statements or forecasts are based on assumptions that may not materialize, and actual results may differ.
While CAPITAL 4U AG has made efforts to gather the information presented in formal business cases in good faith from sources it considers reliable, it makes no representation or warranty as to the accuracy, reliability, or completeness of the information. You should not rely on this information without further verification.
Before making any investment decisions, it is strongly recommended that you seek expert advice, including professional tax advice, and fully consider the legal, fiscal, regulatory, and currency-related implications in accordance with the laws of your home country, place of residence, or current domicile.
Any investment in an account or fund advised by CAPITAL 4U AG involves significant risk, including the risk of complete loss of capital. There is no guarantee that any fund or account will achieve its investment objectives, and all investments are subject to market volatility. The value of a portfolio can fluctuate with the changes in the prices of its underlying assets. Before engaging in any investment strategy, it is critical to consider the associated risks and assess whether the strategy aligns with your investment goals and risk tolerance. Additional risks may arise from investing in international or emerging markets, where economic, political, monetary, and legal factors may come into play. International investments may not be suitable for all investors, and there is a risk of losing money when investing in securities.
REGULATORY INFORMATION
CAPITAL 4U AG is a Swiss company in the process of incorporation, limited by shares, to be registered with the Commercial Registry of the Canton of Zug, Switzerland. The company’s registered address is Baarerstrasse 137, 6302 Zug, Switzerland.
Our organization is approved and onboarded with Swiss Direkt AG (“SDAG”), a licensed portfolio asset management firm headquartered in Zurich, Switzerland (https://swissdirekt.com/). SDAG manages the banking relationships of CAPITAL 4U AG with several Swiss banks to ensure full regulatory compliance. SDAG operates under a license granted by the Swiss Financial Market Supervisory Authority (FINMA), authorizing it to provide portfolio management, family office management, and structured product services. Holding this license requires asset managers to implement robust risk management protocols and maintain strict internal controls.
SDAG collaborates with SwissComply, a team of legal and compliance professionals with extensive experience in asset management, banking, and auditing. Together, they ensure the implementation of the Financial Services Act (FinSA) and the Financial Institutions Act (FinIA), two laws passed by the Swiss Parliament to harmonize Swiss financial regulations with European standards. FinIA regulates the approval and organizational requirements for financial institutions, while FinSA establishes detailed rules governing the provision of financial services at all stages of the client relationship. Both laws mandate the presence of an independent compliance and risk management function within financial institutions.